Disclosures
This website is not meant as a general guide to investing, or as a source of any specific investment recommendations, and makes no implied or express recommendations concerning the manner in which any client’s accounts should or would be handled, as appropriate investment decisions depend upon the client’s specific investment objectives. Any opinions expressed are current only as of the time made and are subject to change without notice. Reports found may include estimates, projections or other forward looking statements, however, due to numerous factors, actual events may differ substantially from those presented. Additionally, please be aware that past performance is not a guide to the future performance of any product or strategy, and that the performance results displayed herein may have been adversely or favorably impacted by events and economic conditions that will not prevail in the future. Therefore, caution must be used in inferring that these results are indicative of the future performance. Moreover, the information provided is not intended to be, and should not be construed as, investment, legal or tax advice. Nothing contained herein should be construed as a recommendation or advice to purchase or sell any security, investment, or portfolio allocation.
Compak Asset Management, Inc. (a federally registered investment advisor) and Compak Securities, Inc. (a broker-dealer) may not transact business in states where they are not appropriately registered, or excluded or exempted from registration. Investment advisors and broker-dealers perform distinctly different services and have differing responsibilities and duties to our clients. You are encouraged to ask Compak representative, in what capacity they are serving you. Follow-up and individualized responses to persons that involve either the effecting or attempting to effect of transactions in securities, or the rendering of personalized investment advice for compensation, as the case may be, will not be made absent compliance with state investment adviser and investment adviser representative registration requirements, or an applicable exemption or exclusion.
Securities Offered Through Compak Securities, Inc. member FINRA/SIPC. Compak Securities, Inc. customers can obtain information about SIPC (including the SIPC brochure) by contacting SIPC by phone at (202) 371-8300 or by going to the SIPC website (www.sipc.org). Individualized responses to persons that involve either the effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made without registration or exemption.
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Riskalyze Disclosure
Investment advice offered through Compak Asset Management, a SEC Registered Investment Advisor. Riskalyze is not affiliated with Compak Asset Management. Risk analysis results should not be viewed as a definitive evaluation of your risk temperament. A professional advisor should be consulted before investing to determine your risk tolerance, investment goals, and liquidity needs. Riskalyze should not be relied on as a substitute for official account statements. Compak will not express any assurance as to the accuracy or reasonableness of your specific data you provided. You are ultimately responsible for the personal data upon which projections and analysis are based. The reports are primarily a tool to alert clients to certain possibilities. Investments on this page are subject to market risk, including the possible loss of principal. The value of the portfolio will fluctuate with the value of the underlying securities. Diversification does not ensure a profit and may not protect against loss in declining markets. Investors should consider an investment’s investment objective, risks, charges, and expenses carefully before investing. In the case of mutual funds and ETFs (Exchange Traded Funds) a prospectus is available which contains this and other important information and should be read carefully before investing. Scenarios illustrated are hypothetical and not representative of any specific investment advice. Scenarios illustrated are gross of fees and trading costs. Some costs (investment management fees, commissions, loads, fees, etc.) may not be included in the analysis. This report shall not be construed or interpreted as a solicitation to buy or sell, or offer to buy or sell.
Fidelity Investments
Fidelity Investments is an independent company, unaffiliated with Compak Asset Management. Fidelity Investments is a service provider to Compak Asset Management. There is no form of legal partnership, agency affiliation, or similar relationship between your financial advisor and Fidelity Investments, nor is such a relationship created or implied by the information herein. Fidelity Investments has not been involved with the preparation of the content supplied by Compak Asset Management and does not guarantee, or assume any responsibility for, its content. Fidelity Investments is a registered trademark of FMR LLC. Fidelity Institutional℠ provides clearing, custody, or other brokerage services through National Financial Services LLC or Fidelity Brokerage Services LLC, Members NYSE, SIPC.